Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Petersen is a financial advisor with Morgan Stanley. Robert has been in the industry since June 4, 1996. Robert holds Series 6, 7, and 63 licenses. Robert is currently registered in Tennessee, and has previously been registered in North Carolina, California, New York, and New Jersey. In addition to Morgan Stanley, Robert has worked for Wells Fargo Advisors, LLC, First Union Brokerage Services, Inc., Essex National Securities, Inc., and First Investors Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
TN
08/16/2010 - Present
Morgan Stanley (Franklin TN)
NC
10/01/2000 - 07/15/2010
WELLS FARGO ADVISORS, LLC (CHARLOTTE NC)
NC
04/28/1998 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
CA
11/07/1996 - 12/17/1997
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NY
02/12/1996 - 06/17/1996
NYLIFE SECURITIES INC. (NEW YORK NY)
NJ
06/07/1995 - 12/13/1995
FIRST INVESTORS CORPORATION (EDISON NJ)
BC
Issued 04/26/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/2007
Series 7 - General Securities Representative Examination
BC
Issued 06/06/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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