Unclaimed
Robert Mitchell is a financial advisor at B. Riley Wealth Management, a firm located in Wilmington, DE. Robert has been a financial advisor since 2018 and holds the Series 66, SIE and Series 7 licenses. Prior to joining B. Riley Wealth Management, Robert worked at National Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
DE
07/22/2022 - Present
B. Riley Wealth Management (Wilmington DE)
DE
01/26/2018 - 07/22/2022
NATIONAL SECURITIES CORPORATION (WILMINGTON DE)
BOTH
Issued 05/25/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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