Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Malone is a financial advisor at Cetera Investment Advisers LLC. He has been in the financial services industry for over 50 years and has experience providing financial advice to individuals, businesses, and retirement plans. Robert is registered with FINRA and the state of Colorado, and holds the Series 63, 65, and 7 licenses. Robert has also held previous roles at Summit Brokerage Services, Inc., J.P. Turner & Company, L.L.C., Schneider Securities, Inc., R A F Financial Corporation, Paulson Investment Company, Inc., Walford & Company, Inc., Dickinson & Co., Neidiger, Tucker, Bruner, Inc., Malone & Associates, Inc., E. J. Pittock & Co., Incorporated, and Barton and Company Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
06/29/2023 - Present
Cetera Investment Advisers LLC (WESTMINSTER CO)
CO
10/05/2015 - 09/20/2019
SUMMIT BROKERAGE SERVICES, INC. (West Minster CO)
CO
09/30/2002 - 12/04/2015
J.P. TURNER & COMPANY, L.L.C. (WEST MINSTER CO)
CO
01/08/1998 - 09/30/2002
SCHNEIDER SECURITIES, INC. (DENVER CO)
CO
07/07/1994 - 01/08/1998
R A F FINANCIAL CORPORATION (DENVER CO)
OR
01/26/1994 - 06/15/1994
PAULSON INVESTMENT COMPANY, INC. (PORTLAND OR)
NA
01/20/1993 - 01/24/1994
WALFORD & COMPANY, INC.
IA
12/18/1991 - 03/03/1993
DICKINSON & CO. (DES MOINES IA)
CO
02/07/1991 - 11/21/1991
NEIDIGER, TUCKER, BRUNER, INC. (HIGHLANDS RANCH CO)
CO
11/03/1982 - 02/01/1991
MALONE & ASSOCIATES, INC. (DENVER CO)
NA
12/16/1974 - 04/05/1982
E. J. PITTOCK & CO., INCORPORATED
NA
01/25/1974 - 01/09/1975
BARTON AND COMPANY INCORPORATED
NA
08/04/1970 - 02/28/1974
B. C. CHRISTOPHER & COMPANY
IA
Issued 01/25/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/30/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/25/2006
Series 24 - General Securities Principal Examination
BC
Issued 04/11/1975
F04 - Financial Principal Examination
BC
Issued 04/11/1975
Series 00 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/27/1968
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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