Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert James is a financial advisor with over 30 years of experience in the industry. Robert has a Series 6, Series 7, Series 3, Series 63, and Series 65 licenses. Currently, Robert is registered with Cambridge Investment Research Advisors, Inc. in Florida. Previously, Robert was also registered with The O.N. Equity Sales Company, Anchor National Financial Services, Inc., and Dean Witter Reynolds Inc. Robert's firm, Cambridge Investment Research Advisors, Inc., provides financial planning, portfolio management, and other services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
FL
02/24/2023 - Present
Cambridge Investment Research Advisors, Inc. (Punta Gorda FL)
FL
07/01/2011 - 12/16/2022
THE O.N. EQUITY SALES COMPANY (Punta Gorda FL)
NA
02/22/1990 - 09/28/1990
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
NA
05/25/1988 - 05/11/1989
DEAN WITTER REYNOLDS INC.
IA
Issued 01/24/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/22/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/30/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/16/1988
Series 3 - National Commodity Futures Examination
BC
Issued 05/21/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Robert James is the right advisor for you? Invested Better is here to help.
