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Robert George Hudak

Mizuho Securities USA LLC

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About Robert George Hudak

Robert Hudak is a securities professional with over 25 years of experience in the financial industry. Robert currently holds a Series 7, Series 24, Series 63 and Series 79TO licenses and is registered to sell securities in all 50 states, Puerto Rico and the District of Columbia. Robert is a Registered Principal at Mizuho Securities USA LLC, and has previously held roles at RBS Securities Inc., RBS Securities Corporation, Ernst & Young Corporate Finance LLC, J.P. Morgan Securities Inc., and Citigroup Securities, Inc.

Firm Information

Robert Hudak is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Hudak’s Registration & Firm History

NY

04/26/2011 - Present

Mizuho Securities USA LLC (NEW YORK NY)

CT

12/12/2008 - 10/20/2010

RBS SECURITIES INC. (STAMFORD CT)

NY

10/24/2005 - 12/12/2008

RBS SECURITIES CORPORATION (NEW YORK NY)

IL

04/22/2003 - 12/01/2004

ERNST & YOUNG CORPORATE FINANCE LLC (CHICAGO IL)

NY

12/18/1997 - 06/19/2002

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

07/14/1994 - 11/17/1997

CITICORP SECURITIES, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/16/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/09/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Robert George Hudak.
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