Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Davis has over 20 years of experience in the financial services industry. Robert is a Series 7, Series 9, Series 10, Series 23, Series 24, and Series 63 licensed professional. Robert is currently registered with RBC Capital Markets, LLC in Minnesota and California. Robert has been with RBC Capital Markets, LLC since 2015. Robert has a track record of providing exceptional client service and personalized financial solutions. Robert is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
03/24/2015 - Present
RBC Capital Markets, LLC (MINNEAPOLIS MN)
GA
04/09/2014 - 03/16/2015
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
04/09/2014 - 03/16/2015
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
AZ
04/09/2014 - 03/16/2015
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
MN
04/09/2014 - 03/16/2015
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
NY
06/22/2007 - 01/08/2014
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
04/08/2002 - 06/08/2007
RBC DAIN RAUSCHER INC. (NEW YORK NY)
BC
Issued 08/01/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 06/06/2019
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 09/30/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/12/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/05/2002
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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