Unclaimed
Robert Ashmun is a financial advisor with GT Securities, Inc., located in Los Angeles, California. Robert has been in the financial services industry since October 4, 2004. Robert is registered in California, Illinois, New Jersey, and New York. He holds Series 63, SIE and Series 7 licenses. Robert previously worked for NHCOHEN CAPITAL LLC, FCG ADVISORS, LLC, BARCLAYS CAPITAL INC., and LEHMAN BROTHERS INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
04/03/2020 - Present
GT Securities, Inc. (LOS ANGELES CA)
NJ
09/28/2016 - 03/31/2020
NHCOHEN CAPITAL LLC (MONROE NJ)
NJ
10/18/2010 - 07/28/2016
FCG ADVISORS, LLC (CHATHAM NJ)
NY
09/22/2008 - 10/22/2008
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
08/08/2002 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 02/16/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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