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Robert George Absey

Allspring Funds Distributor, LLC

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About Robert George Absey

Robert Absey is a financial advisor who has been in the industry since 1991. Robert is currently registered with Allspring Funds Distributor, LLC and has previously been registered with AllianceBernstein Investments, Inc., Hyperion Distributors, Inc., Signature Broker-Dealer Services, Inc., Equitec Securities Company, Southmark Capital Resource and Thomson McKinnon Securities Inc. Robert is licensed to sell securities in all 50 states, the District of Columbia and Puerto Rico. Robert has passed the Series 3, 7, 24, 63 and 65 exams.

Firm Information

Robert Absey is currently registered with Allspring Funds Distributor, LLC. Allspring Funds Distributor, LLC is a Limited Liability Company formed on July 9, 2004, and is registered in 53 states and the District of Columbia. The firm has an approved SEC registration and provides advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

61

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Absey’s Registration & Firm History

NY

06/19/2019 - Present

Allspring Funds Distributor, LLC (NEW YORK NY)

NY

06/10/1998 - 04/03/2018

ALLIANCEBERNSTEIN INVESTMENTS, INC. (NEW YORK NY)

SC

10/07/1994 - 03/04/1998

HYPERION DISTRIBUTORS, INC. (GREENVILLE SC)

MA

09/17/1993 - 10/04/1994

SIGNATURE BROKER-DEALER SERVICES, INC. (BOSTON MA)

CA

09/20/1988 - 04/28/1989

EQUITEC SECURITIES COMPANY (OAKLAND CA)

NA

11/28/1986 - 06/01/1988

SOUTHMARK CAPITAL RESOURCE

NA

09/24/1985 - 12/09/1986

THOMSON MCKINNON SECURITIES INC.

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Licenses & Designations

IA

Issued 05/24/1995

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/09/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/31/1994

Series 24 - General Securities Principal Examination

BC

Issued 04/03/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/07/1996

Series 3 - National Commodity Futures Examination

BC

Issued 09/16/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert George Absey.
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