Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Gene Lee is a financial advisor with Citigroup Global Markets Inc. Robert has been in the industry since 2002 and is registered with the state of California. Robert has a wide range of experience and holds several licenses, including Series 63, Series 66, Series 7, Series 9, Series 10, Series 24, Series 4, Series 53, and Series 55. Robert specializes in providing a variety of financial planning services, including asset allocation, investment management for individuals and businesses, and portfolio management. Robert previously worked for NYLIFE Securities LLC, AFA Financial Group, LLC, First Regional Securities, Countrywide Securities Corporation, and Banc of America Investment Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
05/02/2017 - Present
Citigroup Global Markets Inc. (Chino Hills CA)
CA
12/23/2010 - 05/03/2012
NYLIFE SECURITIES LLC (MONTEREY PARK CA)
CA
03/01/2010 - 04/29/2010
AFA FINANCIAL GROUP, LLC (CALABASAS CA)
CA
01/09/2008 - 02/26/2010
FIRST REGIONAL SECURITIES (CENTURY CITY CA)
CA
05/21/2007 - 06/05/2007
COUNTRYWIDE SECURITIES CORPORATION (CALABASAS CA)
CA
10/06/2000 - 05/18/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (LOS ANGELES CA)
BOTH
Issued 05/01/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/20/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/01/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/31/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/15/2005
Series 4 - Registered Options Principal Examination
BC
Issued 08/22/2005
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/13/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/2009
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/05/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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