Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Garza is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. with over 18 years of experience in the industry. Robert is registered to provide investment advice in Arkansas, Colorado, Florida, Illinois, Louisiana, New Mexico, Oklahoma, Texas, and Virginia. Robert is also registered with FINRA as a Registered Representative and has passed the Series 7, Series 63, and Series 66 exams. Prior to joining Merrill Lynch, Pierce, Fenner & Smith Inc., Robert worked at J.P. Morgan Securities LLC and Chase Investment Services Corp. Robert is also a registered investment advisor in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
04/15/2015 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (HOUSTON TX)
TX
10/01/2012 - 04/08/2015
J.P. MORGAN SECURITIES LLC (HOUSTON TX)
TX
09/13/2011 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (HOUSTON TX)
TX
07/25/2006 - 08/03/2011
EDWARD JONES (HOUSTON TX)
BOTH
Issued 05/28/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/28/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Robert Garza is the right advisor for you? Invested Better is here to help.
