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Robert Gary Tong

Northwestern Mutual Investment Services, LLC

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About Robert Gary Tong

Robert Gary Tong is a financial professional with over 38 years of experience in the industry. Robert is currently registered with Northwestern Mutual Investment Services, LLC, and has been with them since July 1986. Robert previously worked at Robert W. Baird & Co. Incorporated, Massachusetts Mutual Life Insurance Company, MML Investors Services, Inc., and The Equitable Life Assurance Society of the United States. Robert holds FINRA Series 6, 7, and 66 licenses. Robert Tong is registered with the state regulators of California, Idaho, Oregon, and Washington.

Firm Information

Robert Tong is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Robert Tong’s Registration & Firm History

CA

07/11/1986 - Present

Northwestern Mutual Investment Services, LLC (Walnut Creek CA)

WI

04/22/1986 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

NA

12/15/1983 - 04/17/1986

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY

NA

01/11/1984 - 04/15/1986

MML INVESTORS SERVICES, INC.

NA

01/12/1983 - 07/05/1983

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

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Licenses & Designations

BOTH

Issued 09/25/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/17/2007

Series 7 - General Securities Representative Examination

BC

Issued 01/11/1983

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert Gary Tong.
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