Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Katz is a financial advisor at Jonestrading with over 34 years of experience in the securities industry. Robert holds multiple FINRA licenses including Series 7, 24, 55, 57 and SIE. He is registered with the state of California and seven other states. Robert previously worked at Wedbush Securities Inc., Pacific Growth Equities, LLC and Volpe, Welty & Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
02/18/2015 - Present
Jonestrading (San Francisco CA)
CA
03/02/2009 - 02/11/2015
WEDBUSH SECURITIES INC. (SAN FRANCISCO CA)
CA
07/09/1991 - 07/08/2009
PACIFIC GROWTH EQUITIES, LLC (SAN FRANCISCO CA)
CA
08/30/1989 - 04/01/1991
VOLPE, WELTY & COMPANY, A CALIFORNIA LIMITED PARTNERSHIP (SAN FRANCISCO CA)
CA
01/21/1987 - 01/12/1989
MONTGOMERY SECURITIES (SAN FRANCISCO CA)
BC
Issued 03/26/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/28/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/17/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Robert Katz is the right advisor for you? Invested Better is here to help.
