Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Gary Brochu is a financial advisor at LPL Financial LLC, specializing in providing financial advice to individuals and families. Robert has over 38 years of experience in the industry and is licensed to conduct business in several states. He is committed to helping clients reach their financial goals. Robert also provides consulting and other non-discretionary advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CT
09/12/2017 - Present
LPL Financial LLC (FARMINGTON CT)
FL
06/06/1990 - 08/19/1994
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
NA
12/27/1984 - 06/11/1990
BROAD REACH CAPITAL, INC.
BC
Issued 10/02/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/26/1990
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
BC
Issued 03/27/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/26/1984
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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