Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Garcia is a financial advisor at Pruco Securities, LLC. Robert has been working in the financial industry since 2013. Robert has a Series 63 and 65 license and is registered with FINRA and the State of Oklahoma and Texas. Robert specializes in providing investment advice to individuals, high net worth individuals, corporations, and trusts and estates.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
OK
04/08/2024 - Present
Pruco Securities, LLC (Oklahoma City OK)
OK
02/18/2013 - 04/04/2024
PRUCO SECURITIES, LLC. (Oklahoma City OK)
IA
Issued 12/23/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/27/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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