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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Galindo is a financial advisor at LPL Financial LLC in San Jose, CA. Robert has been in the financial services industry since 2002 and is registered with FINRA as a general securities representative and has Series 7, Series 24, and Series 66 licenses. Robert specializes in financial planning, portfolio management for individuals and businesses, and pension consulting. Robert has a strong understanding of the financial needs of high-net-worth individuals, corporations, and charitable organizations. Robert is also experienced in working with clients in a variety of other client types, including insurance companies, investment companies, pooled investment vehicles, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
11/29/2017 - Present
LPL Financial LLC (SAN JOSE CA)
CA
03/17/2009 - 11/29/2017
NATIONAL PLANNING CORPORATION (SAN JOSE CA)
CA
07/18/2005 - 03/23/2009
ROYAL ALLIANCE ASSOCIATES, INC. (CUPERTINO CA)
GA
05/06/2005 - 07/19/2005
WORLD GROUP SECURITIES, INC. (DULUTH GA)
MN
07/31/2002 - 04/04/2005
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/31/2002 - 04/04/2005
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 08/13/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/05/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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