Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Gabriel Rosenberg is a financial professional with over 24 years of experience in the industry. He is currently registered with Houlihan Lokey Capital, Inc. and holds the Series 7, 24, 63, 79TO and SIE licenses. Previously, Mr. Rosenberg was employed at Indigo Securities LLC and McFarland Dewey Securities Co., L.P. He specializes in investment banking and has a strong understanding of the financial markets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
07/31/2006 - Present
Houlihan Lokey Capital, Inc. (NEW YORK NY)
VT
01/20/2005 - 07/07/2006
INDIGO SECURITIES LLC (WEYBRIDGE VT)
NY
12/03/1998 - 01/14/2005
MCFARLAND DEWEY SECURITIES CO., L.P. (NEW YORK NY)
BC
Issued 10/21/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/01/2017
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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