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Robert Gabriel Rivera

Fmsbonds, Inc.

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About Robert Gabriel Rivera

Robert Gabriel Rivera is a financial professional with over a decade of experience in the industry, having started his career in 2010. Robert has a strong background in municipal securities and is currently registered with Fmsbonds, Inc., a firm based in Frisco, Texas. Robert holds both Series 52 and SIE licenses.

Firm Information

Robert Rivera is currently registered with Fmsbonds, Inc.. Fmsbonds, Inc. is a Corporation that was formed on August 11, 1978. They are registered to provide investment services in 52 states and the District of Columbia, and have been approved for SEC registration. Fmsbonds, Inc. has been involved in 11 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

72

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Rivera’s Registration & Firm History

TX

09/05/2017 - Present

Fmsbonds, Inc. (Frisco TX)

TX

10/01/2010 - 09/06/2017

STEPHENS (DALLAS TX)

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Licenses & Designations

BC

Issued 08/13/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/30/2010

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert Gabriel Rivera.
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