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Robert G Warfield

BCW Securities LLC

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About Robert G Warfield

Robert Warfield is a financial advisor affiliated with BCW Securities LLC. Robert holds a Series 7, Series 63, and SIE licenses, and is registered in Connecticut. Robert joined BCW Securities LLC on March 30, 2021.

Firm Information

Robert Warfield is currently registered with BCW Securities LLC. BCW Securities LLC is a Limited Liability Company formed in May 2007. The firm is registered with the SEC and in 17 states, including California, Colorado, Connecticut, Delaware, Florida, Georgia, Illinois, Maryland, Massachusetts, Michigan, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Texas, and Washington.

Not reported

Assets Under Management

Not reported

Total Clients

36

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Warfield’s Registration & Firm History

CT

03/30/2021 - Present

BCW Securities LLC (WESTPORT CT)

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Licenses & Designations

BC

Issued 04/29/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/30/2021

SIE - Securities Industry Essentials Examination

BC

Issued 03/29/2021

Series 7TO - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Robert G Warfield. Review regulatory record here.
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