Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Sullivan is a financial advisor with over 30 years of experience in the industry. Currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc., Robert has a proven track record of success in providing investment advice to a wide range of clients, including individuals, businesses, and institutions. Robert specializes in portfolio management, financial planning, and pension consulting. Robert holds a wide range of licenses and certifications, including Series 3, 7, 9, 10, 55, 57TO, 63, and 66, and is registered in numerous states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
07/07/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PARAMUS NJ)
NJ
02/24/2009 - 10/25/2010
FREIMARK BLAIR & COMPANY, INC. (UPPER SADDLE RIVER NJ)
NY
06/07/2006 - 03/16/2007
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NY
09/24/1992 - 05/05/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
10/20/1987 - 06/06/1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 12/01/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/25/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/19/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/19/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/19/1992
Series 7 - General Securities Representative Examination
BC
Issued 12/29/1987
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Robert Sullivan is the right advisor for you? Invested Better is here to help.
