Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Stapleton has been in the financial services industry since February 7, 1999. Robert is currently registered with Cetera Advisors LLC. Robert was previously registered with LPL Financial LLC, FSC Securities Corporation, and Cetera Financial Specialists LLC. Robert is licensed to sell securities in Arizona, Florida, Illinois, Indiana, South Carolina, and Wisconsin. Robert holds the Series 6 and Series 63 securities licenses and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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IL
02/28/2019 - Present
Cetera Advisors LLC (ORLAND PARK IL)
IL
04/28/2016 - 03/21/2019
LPL FINANCIAL LLC (ORLAND PARK IL)
IL
08/22/2014 - 05/02/2016
FSC SECURITIES CORPORATION (ORLAND PARK IL)
IL
02/08/1999 - 09/04/2014
CETERA FINANCIAL SPECIALISTS LLC (ORLAND PARK IL)
BC
Issued 01/11/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/05/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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