Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Fogarty is an investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Robert has been working in the financial services industry since 2000 and has a Series 7, Series 6, Series 63, and Series 66 license. Robert is currently registered to provide investment advice in Arizona, California, Florida, Hawaii, Idaho, Nevada, Oregon, Texas, and Washington. Robert has previously worked with Edward Jones, NYLIFE SECURITIES LLC, FORESTERS FINANCIAL SERVICES, INC., J.P. MORGAN SECURITIES LLC, KEY INVESTMENT SERVICES LLC, MCDONALD INVESTMENTS INC., WM FINANCIAL SERVICES, INC., and WELLS FARGO INVESTMENTS, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OR
01/24/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SALEM OR)
OR
08/13/2022 - 09/23/2022
EDWARD JONES (BEAVERTON OR)
OR
01/02/2019 - 04/23/2019
NYLIFE SECURITIES LLC (PORTLAND OR)
OR
09/29/2017 - 12/01/2017
FORESTERS FINANCIAL SERVICES, INC. (BEAVERTON OR)
OR
11/22/2016 - 08/30/2017
J.P. MORGAN SECURITIES LLC (WEST LINN OR)
OR
01/03/2006 - 03/04/2008
KEY INVESTMENT SERVICES LLC (SALEM OR)
OR
02/26/2004 - 12/31/2005
MCDONALD INVESTMENTS INC. (SALEM OR)
CA
01/03/2002 - 02/27/2004
WM FINANCIAL SERVICES, INC. (IRVINE CA)
CA
10/03/2001 - 01/17/2002
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
03/02/2000 - 10/03/2001
WM FINANCIAL SERVICES, INC. (IRVINE CA)
BOTH
Issued 11/14/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/30/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/12/2022
Series 7TO - General Securities Representative Examination
BC
Issued 12/01/2017
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/01/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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