Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Di paolo is a financial advisor who has been in the industry since 1996. Robert is currently registered with J.p. Morgan Securities LLC and has been with the firm since 2014. Previously, Robert was employed by DAIWA CAPITAL MARKETS AMERICA INC., BANC OF AMERICA SECURITIES LLC, ALLIANCEBERNSTEIN INVESTMENT RESEARCH AND MANAGEMENT, INC., BARCLAYS CAPITAL INC., SG COWEN SECURITIES CORPORATION, and COWEN & CO.. Robert specializes in portfolio management for individuals and businesses, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
03/07/2014 - Present
J.p. Morgan Securities LLC (New York NY)
NY
01/28/2008 - 08/30/2013
DAIWA CAPITAL MARKETS AMERICA INC. (NEW YORK NY)
NY
01/25/2005 - 12/20/2007
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
TN
08/01/2002 - 06/25/2004
ALLIANCEBERNSTEIN INVESTMENT RESEARCH AND MANAGEMENT, INC. (NASHVILLE TN)
NY
06/08/1999 - 04/30/2002
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
07/01/1998 - 05/11/1999
SG COWEN SECURITIES CORPORATION (NEW YORK NY)
NY
03/15/1995 - 07/01/1998
COWEN & CO. (NEW YORK NY)
BC
Issued 06/07/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/13/2006
Series 24 - General Securities Principal Examination
BC
Issued 09/17/1996
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/14/1995
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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