Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Fulton Mason has been in the securities industry since May 24, 1984. Robert is currently registered with Stifel, Nicolaus & Company, Inc. in Hauppauge, NY. Robert is also registered with the state of New York. Before joining Stifel, Nicolaus & Company, Inc., Robert was registered with RBC Capital Markets, LLC, Tucker Anthony Incorporated, George K. Baum & Company, Asiel & Co. LLC, Kidder, Peabody & Co. Incorporated, PaineWebber Incorporated, E. F. Hutton & Company Inc, L. F. Rothschild & Co. Incorporated, and Ehrlich-Bober & Co., Inc.. Robert has a total of 6 approved SRO registrations, 1 approved FINRA registration, 19 approved state registrations, and 1 approved IA state registration. Robert has passed the Uniform Securities Agent State Law Examination, General Securities Sales Supervisor - Options Module Examination, General Securities Sales Supervisor - General Module Examination, Municipal Securities Principal Examination, Securities Industry Essentials Examination, and Registered Representative Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
05/26/2021 - Present
Stifel, Nicolaus & Company, Inc. (HAUPPAUGE NY)
NY
03/09/2002 - 08/14/2012
RBC CAPITAL MARKETS, LLC (SOUTHAMPTON NY)
MA
02/07/2000 - 03/09/2002
TUCKER ANTHONY INCORPORATED (BOSTON MA)
MO
04/15/1998 - 02/28/2000
GEORGE K. BAUM & COMPANY (KANSAS CITY MO)
NY
05/26/1995 - 04/15/1998
ASIEL & CO. LLC (NEW YORK NY)
NY
02/04/1991 - 01/31/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NJ
06/29/1989 - 05/08/1991
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
11/24/1987 - 04/07/1988
E. F. HUTTON & COMPANY INC
NA
03/06/1986 - 11/03/1987
L. F. ROTHSCHILD & CO. INCORPORATED
NA
06/21/1982 - 12/21/1985
EHRLICH-BOBER & CO., INC.
BC
Issued 08/03/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/26/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/28/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/14/1990
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/1977
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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