Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Kay is a financial professional with over 11 years of experience in the securities industry. Robert Kay holds the Series 79, Series 24 and Series 63 licenses and has been registered with the state of New York since April 2017. Currently, Robert Kay is employed by Mufg Securities Americas Inc., where they have been employed since April 2017. Prior to that, Robert Kay was employed by BTMU Securities, Inc. from February 2011 to April 2017.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/01/2017 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
02/10/2011 - 04/01/2017
BTMU SECURITIES, INC. (New York NY)
BC
Issued 05/10/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/20/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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