Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Frederic Katz is an investment advisor representative associated with Concourse Financial Group Securities, Inc. Robert has been in the industry for over 30 years and holds Series 6, 7 and 63 securities licenses as well as a Series 65 investment advisor license. Robert is registered to provide investment advice in Arizona, California, Colorado, Florida, Massachusetts, Montana, Nebraska and New York. Prior to joining Concourse Financial Group Securities, Inc. Robert was associated with Questar Capital Corporation and ING Financial Partners, Inc. Robert is a member of the Board of Directors for LA Concorde Condos and owns and operates Katz Insurance LLC. Robert has a broad range of experience and is equipped to assist clients with financial planning, educational seminars, selection of other advisors and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
05/15/2015 - Present
Concourse Financial Group Securities, Inc. (Denver CO)
CO
10/05/2010 - 05/27/2015
QUESTAR CAPITAL CORPORATION (CENTENNIAL CO)
CO
01/01/2004 - 10/11/2010
ING FINANCIAL PARTNERS, INC. (CENTENNIAL CO)
IA
11/08/2001 - 01/01/2004
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
IN
09/23/1999 - 11/07/2001
AMERICAN UNITED LIFE INSURANCE COMPANY (INDIANAPOLIS IN)
IN
09/23/1999 - 11/07/2001
AUL EQUITY SALES CORP. (INDIANAPOLIS IN)
MI
06/23/1999 - 09/03/1999
HANTZ FINANCIAL SERVICES, INC. (SOUTHFIELD MI)
OH
01/15/1999 - 06/25/1999
VESTAX SECURITIES CORPORATION (HUDSON OH)
IN
08/19/1998 - 01/18/1999
AMERICAN UNITED LIFE INSURANCE COMPANY (INDIANAPOLIS IN)
IN
08/19/1998 - 01/18/1999
AUL EQUITY SALES CORP. (INDIANAPOLIS IN)
IA
06/06/1996 - 08/19/1998
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
NJ
10/13/1987 - 06/25/1996
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NA
07/09/1987 - 09/04/1987
CHUBB SECURITIES CORPORATION
IA
Issued 06/14/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/25/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/1999
Series 7 - General Securities Representative Examination
BC
Issued 07/08/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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