Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Freddie Rosen is a financial professional with over 20 years of experience in the securities industry. Robert is currently registered with RBC Capital Markets, LLC and has been with the firm since February 2008. Prior to joining RBC, Robert was employed by RBC Capital Markets Corporation from 2007 to 2008 and Carlin Equities, LLC from 1999 to 2007. Robert has a broad range of experience and holds licenses in various securities and commodities markets. Robert's commitment to providing personalized financial advice and guidance has earned him a reputation for excellence.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
02/29/2008 - Present
RBC Capital Markets, LLC (NEW YORK NY)
NY
01/02/2007 - 02/29/2008
RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)
NY
08/25/1999 - 01/02/2007
CARLIN EQUITIES, LLC (NEW YORK NY)
NY
05/24/1999 - 07/22/1999
INVESTMENT SERVICES CAPITAL CORP. (HAVERSTRAW NY)
BC
Issued 07/12/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/09/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/2001
Series 3 - National Commodity Futures Examination
BC
Issued 01/22/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/21/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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