Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Swartzbaugh is a financial professional with over 45 years of experience in the industry. Robert is currently registered with M Holdings Securities, Inc. and has been with the firm since March 2001. Robert has a wide range of experience working with both individuals and businesses. Robert is also a President/CEO of Swartzbaugh-Farber & Associates, Inc. and has been with the firm since November 1993.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NE
02/29/2008 - Present
M Holdings Securities, Inc. (OMAHA NE)
MA
10/13/1987 - 03/02/2001
MUTUAL SERVICE CORPORATION (BOSTON MA)
NA
11/12/1975 - 11/03/1987
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
MA
10/03/1985 - 10/29/1987
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NA
01/14/1977 - 05/17/1985
PROVIDENT NATIONAL EQUITIES, INC.
NA
03/22/1979 - 03/25/1985
INTEGRATED RESOURCES EQUITY CORPORATION
NA
11/19/1974 - 01/14/1977
PROVIDENT NATIONAL EQUITIES, INC.
BC
Issued 07/31/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/25/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/1974
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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