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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Franklin Shultz is an investment advisor representative with Stifel, Nicolaus & Company, Inc. in Sioux City, Iowa. Robert has been in the securities industry since September 1992 and has been registered with the state of Iowa since October 2009. Robert is also registered with the state of Texas as a resident. Robert's previous experience includes working at UBS Financial Services Inc. in Sioux City, Iowa from August 2006 to October 2009. Before that, Robert was with Piper Jaffray & Co. in Sioux City, Iowa from September 1992 to August 2006. Robert has passed the General Securities Representative Examination (Series 7), the Uniform Securities Agent State Law Examination (Series 63), the Uniform Combined State Law Examination (Series 66), the Futures Managed Funds Examination (Series 31), and the Securities Industry Essentials Examination (SIE). Robert's current firm, Stifel, Nicolaus & Company, Inc., provides financial planning services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IA
01/13/2022 - Present
Stifel, Nicolaus & Company, Inc. (SIOUX CITY IA)
IA
08/12/2006 - 10/16/2009
UBS FINANCIAL SERVICES INC. (SIOUX CITY IA)
IA
09/25/1992 - 08/12/2006
PIPER JAFFRAY & CO. (SIOUX CITY IA)
BOTH
Issued 03/22/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 09/24/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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