Unclaimed
Robert Franklin Pierson is a financial professional with over five years of experience in the industry. Robert holds Series 7TO, Series 79, and Series 63 licenses and is registered with Guggenheim Securities, LLC in Georgia. Robert has previously been employed by Stephens and BMO Capital Markets Corp. in Georgia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
GA
09/09/2022 - Present
Guggenheim Securities, LLC (Atlanta GA)
GA
02/20/2018 - 07/07/2022
STEPHENS (ATLANTA GA)
GA
03/13/2017 - 02/21/2018
BMO CAPITAL MARKETS CORP. (Atlanta GA)
BC
Issued 07/01/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/13/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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