linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Robert Franklin Carr

Umergence LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Robert? Claim Your Profile

About Robert Franklin Carr

Robert Franklin Carr is a financial advisor registered with the Securities and Exchange Commission (SEC). Robert has over 10 years of experience in the financial services industry. He is currently affiliated with Umergence LLC. Robert has a Series 66, Series 65, Series 3, Series 7, and a SIE license. He is licensed to provide financial advice in South Carolina.

Firm Information

Robert Carr is currently registered with Umergence LLC. Umergence LLC is a Limited Liability Company formed in 2015. It is registered to operate in all 50 states and the District of Columbia. The firm is registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

34

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Robert Carr’s Registration & Firm History

CT

09/03/2024 - Present

Umergence LLC (PLANTSVILLE CT)

MA

07/18/2022 - 11/01/2023

JAVELIN SECURITIES, LLC (COHASSET MA)

NY

09/09/2021 - 08/01/2022

G.DISTRIBUTORS, LLC (RYE NY)

PA

09/06/2019 - 08/11/2021

HAMILTON LANE SECURITIES LLC (CONSHOHOCKEN PA)

CA

09/15/2016 - 02/28/2018

TCW FUNDS DISTRIBUTORS LLC (LOS ANGELES CA)

ME

03/21/2016 - 09/09/2016

QUASAR DISTRIBUTORS, LLC (PORTLAND ME)

NY

10/26/2015 - 02/08/2016

MEADOWVALE ADVISORS LLC (NEW YORK NY)

ME

04/07/2015 - 10/27/2015

QUASAR DISTRIBUTORS, LLC (PORTLAND ME)

CA

02/24/2012 - 03/10/2015

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (SAN DIEGO CA)

Not sure if Robert Franklin Carr is right for you?

Licenses & Designations

BOTH

Issued 06/30/2012

Series 66 - Uniform Combined State Law Examination

IA

Issued 09/28/1995

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/28/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/02/2013

Series 3 - National Commodity Futures Examination

BC

Issued 02/23/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert Franklin Carr.
Not sure if Robert Franklin Carr is right for you?