Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Franklin is a financial advisor with Equity Services, Inc., based in Montpelier, Vermont. Robert has been in the financial services industry since October 18, 2000. Robert's experience includes previous roles with KESTRA INVESTMENT SERVICES, LLC, LION STREET FINANCIAL, LLC, NFP ADVISOR SERVICES, LLC, SANDERS MORRIS HARRIS INC., MOODY SECURITIES, LLC, NFP SECURITIES, INC., 1717 CAPITAL MANAGEMENT COMPANY, NATIONWIDE SECURITIES, INC., THE (WILSON) WILLIAMS FINANCIAL GROUP and H.D. VEST INVESTMENT SERVICES. Robert is registered with the state of Texas and Vermont. Robert specializes in providing financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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VT
07/25/2024 - Present
Equity Services, Inc. (MONTPELIER VT)
TX
06/16/2015 - 04/21/2023
KESTRA INVESTMENT SERVICES, LLC (AUSTIN TX)
TX
03/23/2015 - 06/08/2015
LION STREET FINANCIAL, LLC (AUSTIN TX)
TX
06/05/2012 - 03/24/2015
NFP ADVISOR SERVICES, LLC (AUSTIN TX)
TX
06/24/2010 - 05/31/2012
SANDERS MORRIS HARRIS INC. (HOUSTON TX)
TX
07/28/2009 - 06/18/2010
MOODY SECURITIES, LLC (HOUSTON TX)
TX
10/29/2007 - 04/30/2009
NFP SECURITIES, INC. (AUSTIN TX)
DE
09/07/2005 - 10/26/2007
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
OH
08/23/2004 - 10/26/2007
NATIONWIDE SECURITIES, INC. (COLUMBUS OH)
TX
10/20/2003 - 08/04/2004
THE (WILSON) WILLIAMS FINANCIAL GROUP (DALLAS TX)
TX
01/04/2000 - 10/23/2003
H.D. VEST INVESTMENT SERVICES (DALLAS TX)
BOTH
Issued 01/05/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/06/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/03/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/03/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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