Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Frank Notarfrancesco is a financial advisor currently registered with LPL Financial LLC. Robert has been in the securities industry since 1997 and is also registered with the state of New York as an investment advisor. Robert previously worked for People's Securities, Inc., Cetera Investment Services LLC and HSBC Securities (USA) Inc. Robert has a Series 6, Series 7 and Series 63 licenses as well as a Series 65 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
08/17/2022 - Present
LPL Financial LLC (SMITHTOWN NY)
NY
05/26/2021 - 08/17/2022
PEOPLE'S SECURITIES, INC. (SMITHTOWN NY)
NY
07/06/2020 - 05/24/2021
CETERA INVESTMENT SERVICES LLC (WAST NORTHPORT NY)
NY
04/15/2008 - 07/02/2020
HSBC SECURITIES (USA) INC. (BOHEMIA NY)
NY
02/06/2006 - 04/02/2008
COMMERCE CAPITAL MARKETS, INC. (MELVILLE NY)
NY
08/26/2005 - 01/27/2006
DREYFUS SERVICE CORPORATION (NEW YORK NY)
MA
10/20/2004 - 08/26/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
08/07/2000 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
NY
05/15/2000 - 08/07/2000
FLEET ENTERPRISES, INC. (NEW YORK NY)
NY
03/11/1998 - 12/03/1999
COMPASS INVESTMENT SERVICES CORP. (MELVILLE NY)
CA
06/05/1996 - 07/01/1996
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NJ
09/14/1993 - 05/25/1994
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 12/09/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/15/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/2000
Series 7 - General Securities Representative Examination
BC
Issued 09/13/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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