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Robert Frank Jones

Mufg Securities Americas Inc.

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About Robert Frank Jones

Robert Jones is a financial professional with over 23 years of experience in the industry. Robert is currently registered with Mufg Securities Americas Inc. in California and New York. Robert has held previous roles with BTMU Securities, Inc., Mitsubishi UFJ Securities (USA), Inc., CIT Capital Securities LLC, Wachovia Capital Markets, LLC, Wachovia Securities, LLC, First Union Capital Markets Corp., CIBC World Markets and CIBC Wood Gundy Securities Corp..

Firm Information

Robert Jones is currently registered with Mufg Securities Americas Inc.. Mufg Securities Americas Inc. is a corporation approved on December 8, 1988. It is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

351

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Jones’s Registration & Firm History

CA

04/01/2017 - Present

Mufg Securities Americas Inc. (Los Angeles CA)

CA

01/20/2016 - 04/01/2017

BTMU SECURITIES, INC. (Los Angeles CA)

CA

12/17/2013 - 03/15/2016

MITSUBISHI UFJ SECURITIES (USA), INC. (LOS ANGELES CA)

NY

05/12/2006 - 04/18/2012

CIT CAPITAL SECURITIES LLC (NEW YORK NY)

NC

07/01/2003 - 03/24/2006

WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)

MO

10/01/1999 - 07/01/2003

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NC

09/29/1999 - 10/01/1999

FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)

NY

11/03/1997 - 09/28/1999

CIBC WORLD MARKETS (NEW YORK NY)

NY

04/22/1997 - 11/03/1997

CIBC WOOD GUNDY SECURITIES CORP. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/02/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/31/2008

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/21/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert Frank Jones.
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