Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Frank Gollnick is a financial advisor with over 25 years of experience in the industry. Robert Frank Gollnick is currently registered with UBS Financial Services Inc. Robert Frank Gollnick has previously worked at several other firms, including CHARLES SCHWAB & CO., INC., TD AMERITRADE, INC., NYLIFE SECURITIES LLC, PRINCOR FINANCIAL SERVICES CORPORATION, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, M.L. STERN & CO., LLC., and MORGAN STANLEY DW INC. Robert Frank Gollnick holds Series 7, 63, 66, and SIE licenses. Robert Frank Gollnick is registered with the state of Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
04/12/2022 - Present
UBS Financial Services Inc. (PONTE VEDRA BEACH FL)
CA
01/31/2022 - 04/04/2022
CHARLES SCHWAB & CO., INC. (San Francisco CA)
CA
03/21/2014 - 04/02/2022
TD AMERITRADE, INC. (SAN FRANCISCO CA)
CA
11/29/2012 - 12/18/2013
NYLIFE SECURITIES LLC (SAN FRANCISCO CA)
CA
08/31/2012 - 10/05/2012
PRINCOR FINANCIAL SERVICES CORPORATION (SAN JOSE CA)
AZ
09/30/2010 - 06/29/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHANDLER AZ)
CA
05/18/2006 - 01/07/2009
M.L. STERN & CO., LLC. (SAN FRANCISCO CA)
TX
02/24/2003 - 07/07/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
09/03/1992 - 11/21/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
11/18/1991 - 09/09/1992
J.C. BRADFORD & CO. (NEW YORK NY)
FL
05/20/1991 - 11/21/1991
BILTMORE SECURITIES, INC (FT. LAUDERDALE FL)
NA
09/10/1990 - 05/22/1991
F.N. WOLF & CO., INC.
CO
03/20/1990 - 09/11/1990
THE STUART-JAMES COMPANY, INCORPORATED (DENVER CO)
BOTH
Issued 10/14/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/24/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1990
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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