Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Francis Wands is a financial professional with over 30 years of experience in the securities industry. Robert has held various roles at several firms including Virtu Americas LLC, Knight Capital Americas, L.P., Knight Direct LLC, UNX, INC. and Capital Institutional Services, INC. Robert is currently registered with Btig, LLC and holds a Series 7, Series 6, Series 10, Series 24, Series 57TO, and Series 63 licenses. Robert is licensed in Arkansas, California, Colorado, Connecticut, Florida, Georgia, Illinois, Kansas, Louisiana, Massachusetts, Minnesota, Missouri, Nebraska, New Jersey, New Mexico, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, South Carolina, Texas, Utah, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
09/15/2017 - Present
Btig, LLC (DALLAS TX)
TX
01/03/2011 - 08/17/2017
VIRTU AMERICAS LLC (DALLAS TX)
NJ
02/25/2008 - 11/08/2012
KNIGHT CAPITAL AMERICAS, L.P. (JERSEY CITY NJ)
TX
04/18/2007 - 01/03/2011
KNIGHT DIRECT LLC (DALLAS TX)
TX
07/07/2005 - 02/21/2007
UNX, INC. (DALLAS TX)
TX
03/19/1990 - 05/27/2005
CAPITAL INSTITUTIONAL SERVICES, INC. (DALLAS TX)
RI
06/26/1987 - 01/25/1990
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
BC
Issued 06/11/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/14/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/15/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/18/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/1988
Series 7 - General Securities Representative Examination
BC
Issued 06/25/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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