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Robert Francis Rom

Legacy Edge Advisors

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About Robert Francis Rom

Robert Francis Rom is a financial advisor with over 20 years of experience in the industry. Robert has a background in securities, having worked for TIAA-CREF Individual & Institutional Services, LLC for 22 years. Robert is currently a Partner at Legacy Edge Advisors. Robert holds the Series 6, 7, 63, and 66 securities licenses as well as the SIE exam. He has earned the Certified Financial Planner designation. Robert specializes in financial planning and portfolio management. His primary focus is on providing customized financial advice to high-net-worth individuals and other individuals, as well as helping them manage their investments. Legacy Edge Advisors, LLC is a registered investment adviser firm, located in Syosset, NY. The firm has a total of approximately $626,960,000 in assets under management.

Firm Information

Robert Rom is currently registered with Legacy Edge Advisors. Legacy Edge Advisors is an investment advisory firm headquartered in Syosset, NY, managing over $626 million in assets. With 6 licensed agents and 12 investment adviser representatives, they provide financial planning and portfolio management for individuals and high-net-worth individuals. They also participate in wrap fee programs.
Legacy Edge Advisors

485 UNDERHILL BLVD.

SYOSSET, NY 11791

$626.96M

Assets Under Management

5

Total Clients

12

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Robert Rom’s Registration & Firm History

NY

11/01/2023 - Present

Legacy Edge Advisors (SYOSSET NY)

NY

02/24/1999 - 04/09/2021

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (MELVILLE NY)

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Licenses & Designations

BOTH

Issued 03/31/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/03/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/23/2004

Series 7 - General Securities Representative Examination

BC

Issued 11/20/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Robert Francis Rom.
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