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Robert Francis Obernesser

Northwestern Mutual Investment Services, LLC

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About Robert Francis Obernesser

Robert Obernesser is a financial professional with over 25 years of experience in the industry. Robert is currently registered with Northwestern Mutual Investment Services, LLC and has been with them since 2007. Robert's previous firms include Chase Investment Services Corp., BANC ONE SECURITIES CORPORATION, E*TRADE CAPITAL MARKETS LLC, DEMPSEY & COMPANY, L.L.C., and GVR COMPANY. Robert is a Series 7, 63, 66, and SIE licensed representative. Robert's office is located at 110 Triplett Ln in Knoxville, Tennessee.

Firm Information

Robert Obernesser is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Robert Obernesser’s Registration & Firm History

TN

12/10/2007 - Present

Northwestern Mutual Investment Services, LLC (KNOXVILLE TN)

IL

07/06/2005 - 10/09/2007

CHASE INVESTMENT SERVICES CORP. (GLEN ELLYN IL)

IL

06/17/2005 - 07/06/2005

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

IL

09/20/2001 - 06/13/2005

E*TRADE CAPITAL MARKETS LLC (CHICAGO IL)

IL

09/30/1998 - 10/31/2001

DEMPSEY & COMPANY, L.L.C. (CHICAGO IL)

IL

03/26/1996 - 08/05/1998

GVR COMPANY (CHICAGO IL)

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Licenses & Designations

BOTH

Issued 04/27/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/15/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/13/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 02/06/1997

Series 7 - General Securities Representative Examination

BC

Issued 03/25/1996

Series 62 - Corporate Securities Limited Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Robert Francis Obernesser. Review regulatory record here.
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