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Robert Francis Lowe

Allen & Co. LLC

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About Robert Francis Lowe

Robert Francis Lowe is a financial advisor who has been in the industry since October 24, 1999. Robert has a Series 7, Series 24, Series 63, and Series 79TO license and is currently registered with Allen & Co. LLC. Robert was previously employed at Citigroup Global Markets Inc., and Schroder & Co. Inc.

Firm Information

Robert Lowe is currently registered with Allen & Co. LLC. Allen & Co. LLC is a Limited Liability Company formed on August 3, 2001. The firm is registered in all 50 states and the District of Columbia. Allen & Co. LLC has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

28

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Lowe’s Registration & Firm History

NY

08/07/2007 - Present

Allen & Co. LLC (NEW YORK NY)

NY

05/01/2000 - 07/16/2007

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

10/04/1999 - 05/01/2000

SCHRODER & CO. INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/06/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/11/2008

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/02/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Robert Francis Lowe.
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