Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Hartnett is an investment advisor representative registered with MML Investors Services, LLC. Robert has been in the securities industry since October 1, 1984. Robert's experience includes previous roles with Park Avenue Securities LLC, Guardian Investor Services Corporation, Cadaret, Grant & Co., Inc., Focus Securities, Inc., Cardell & Associates, Incorporated, and First Investors Corporation. Robert holds a Certified Financial Planner designation. Robert also holds FINRA Series 6, 7, 63, and 65 licenses, as well as the SIE exam. Robert is registered with the following states: California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Maine, Maryland, Massachusetts, Nevada, New Hampshire, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Rhode Island, South Carolina, Texas, Virginia, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NY
04/25/2017 - Present
MML Investors Services, LLC (NEW YORK NY)
NJ
05/03/1999 - 02/12/2008
PARK AVENUE SECURITIES LLC (MAPLEWOOD NJ)
NY
01/03/1990 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
NY
10/27/1988 - 01/06/1990
CADARET, GRANT & CO., INC. (SYRACUSE NY)
NA
05/30/1986 - 11/17/1988
FOCUS SECURITIES, INC.
NA
03/05/1985 - 06/19/1986
CARDELL & ASSOCIATES, INCORPORATED
NA
09/19/1984 - 03/12/1985
FIRST INVESTORS CORPORATION
IA
Issued 04/04/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/05/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/1985
Series 7 - General Securities Representative Examination
BC
Issued 09/18/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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