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Robert Francis Galliven

Avatar Securities, LLC

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About Robert Francis Galliven

Robert Francis Galliven is an active Registered Representative, currently registered with Avatar Securities, LLC. Robert has over 40 years of experience in the financial industry. Robert began his career in 1969 and has held positions at a number of firms, including Paine Webber Incorporated, UBS Securities Inc., J.R.P. Securities Inc., First New York Securities L.L.C., and G-2 Trading, LLC. Robert holds the Series 4, Series 1, Series 55, Series 57TO, SIE and Series 000 licenses. Robert’s current registration began on September 28, 2012.

Firm Information

Robert Galliven is currently registered with Avatar Securities, LLC. Avatar Securities, LLC is a Limited Liability Company formed on May 14, 2008. The firm has one approved SEC registration and is currently approved.

Not reported

Assets Under Management

Not reported

Total Clients

55

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Galliven’s Registration & Firm History

NY

09/28/2012 - Present

Avatar Securities, LLC (NEW YORK NY)

NY

04/21/2006 - 09/28/2012

G-2 TRADING,LLC (NEW YORK NY)

NY

09/26/2002 - 09/07/2005

FIRST NEW YORK SECURITIES L.L.C. (NEW YORK NY)

NY

05/17/2001 - 09/30/2002

ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)

NY

02/10/1997 - 08/01/2000

FIRST NEW YORK SECURITIES L.L.C. (NEW YORK NY)

NY

09/30/1991 - 03/30/1993

J.R.P. SECURITIES INC. (NEW YORK NY)

NY

03/10/1989 - 12/14/1990

UBS SECURITIES INC. (NEW YORK NY)

NA

02/27/1981 - 02/22/1989

PAINEWEBBER INCORPORATED

NA

07/08/1974 - 11/02/1978

PAINE WEBBER MITCHELL HUTCHINS INC.

NA

10/15/1969 - 01/29/1973

BLYTH EASTMAN DILLON & CO. INCORPORATED

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Licenses & Designations

BC

Issued 11/02/1988

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/03/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 09/01/1977

PC - AMEX Put and Call Exam

BC

Issued 10/09/1969

Series 1 - Registered Representative Examination

BC

Issued 10/19/1968

Series 000 - General Securities Principal Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq PHLX LLC

Disclosures

There are no public disclosures for Robert Francis Galliven.
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