Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Flood is a financial advisor with over 30 years of experience in the industry. Robert is currently registered with Truist Securities, Inc. and has been with the firm since 2012. Before that, Robert was employed at RBS Securities Inc. and J.P. Morgan Securities Inc. Robert is licensed to provide securities and investment advice in 52 states. Robert holds a Series 7, Series 24 and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/03/2012 - Present
Truist Securities, Inc. (NEW YORK NY)
CT
08/03/2004 - 11/16/2011
RBS SECURITIES INC. (GREENWICH CT)
NY
01/04/2001 - 08/04/2004
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
05/18/2000 - 05/01/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
11/18/1986 - 05/08/2000
UBS WARBURG LLC (NEW YORK NY)
BC
Issued 08/01/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/16/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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