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Robert Francis Dwyer

Augustar Distributors, Inc.

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About Robert Francis Dwyer

Robert Dwyer is a financial advisor who is registered with the state of Ohio. He is a Registered Representative with Augustar Distributors, Inc. Dwyer has been in the financial industry since 1999. He is licensed to sell securities and has a Series 66, Series 63, Series 4, and a Series 7 license. He also passed the SIE exam. Prior to joining Augustar Distributors, Inc., Dwyer was employed by Jackson National Life Distributors LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Tower Square Securities, Inc.

Firm Information

Robert Dwyer is currently registered with Augustar Distributors, Inc.. Augustar Distributors, Inc. is a Corporation that was formed on January 17, 1996. They are registered to do business in 36 states and are also SEC Registered.

Not reported

Assets Under Management

Not reported

Total Clients

23

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Dwyer’s Registration & Firm History

OH

09/08/2023 - Present

Augustar Distributors, Inc. (CINCINNATI OH)

CO

09/22/2009 - 08/16/2023

JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)

NY

07/26/2004 - 09/21/2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

CA

09/24/2003 - 06/28/2004

TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)

NY

02/25/1999 - 07/28/2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 02/04/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/09/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/31/2000

Series 4 - Registered Options Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/24/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert Francis Dwyer.
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