Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Francis Cunningham is an investment advisor representative at LPL Financial LLC. Robert is a Registered Representative and Investment Advisor Representative, with over 20 years of experience in the financial services industry. Robert is licensed in 27 states and holds several securities licenses, including Series 6, 7, 24, 63 and 66. Robert has a long history of working with individual investors, corporations and other businesses. Robert has experience in a range of financial services, including portfolio management, financial planning and consulting. Robert's focus is helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
04/23/2014 - Present
LPL Financial LLC (SYRACUSE NY)
NJ
08/27/2008 - 09/30/2008
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
NY
03/26/2007 - 06/13/2008
IFMG SECURITIES, INC. (PURCHASE NY)
NY
01/01/2005 - 10/09/2006
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
NY
06/19/2000 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
NY
09/22/1995 - 06/19/2000
REPUBLIC FINANCIAL SERVICES CORPORATION (NEW YORK NY)
CA
11/21/1994 - 10/25/1995
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NY
01/15/1992 - 02/18/1992
CITICORP SELECT INVESTMENTS, INC. (LONG ISLAND CITY NY)
NA
12/20/1991 - 02/07/1992
OXFORD CAPITAL SECURITIES, INC.
BOTH
Issued 10/01/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/20/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/27/2013
Series 24 - General Securities Principal Examination
BC
Issued 06/25/2013
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/2012
Series 7 - General Securities Representative Examination
BC
Issued 12/18/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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