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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Francis Conway is a financial advisor with Wells Fargo Clearing Services, LLC. Conway has been in the industry since 1994. Prior to joining Wells Fargo Clearing Services, LLC, Conway worked at A.G. Edwards & Sons, Inc., AmSouth Investment Services, Inc., Invest Financial Corporation, Deposit Guaranty Investments, Inc., CNB Investments, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Conway is registered with the state of Louisiana and is a Registered Representative (Series 7) and Investment Advisor Representative (Series 65) with Wells Fargo Clearing Services, LLC. In addition to their work as a financial advisor, Conway is a Provisional Professional Counselor at New Day Recovery in Shreveport, Louisiana.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
LA
06/19/2009 - Present
Wells Fargo Clearing Services, LLC (SHREVEPORT LA)
LA
08/19/2002 - 01/03/2008
A. G. EDWARDS & SONS, INC. (SHREVEPORT LA)
AL
02/14/2000 - 07/11/2002
AMSOUTH INVESTMENT SERVICES, INC. (BIRMINGHAM AL)
WI
07/02/1998 - 02/14/2000
INVEST FINANCIAL CORPORATION (APPLETON WI)
NA
07/14/1997 - 07/08/1998
DEPOSIT GUARANTY INVESTMENTS, INC.
NA
11/15/1995 - 07/14/1997
CNB INVESTMENTS, INC.
NY
11/11/1993 - 10/31/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 10/26/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/10/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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