Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Conroy is a financial advisor with over 35 years of experience in the industry. He is currently registered with Wells Fargo Clearing Services, LLC and has been with the firm since November 2016. Robert Conroy has held previous positions with firms such as RBC DAIN RAUSCHER INC. and TUCKER ANTHONY INCORPORATED. Robert Conroy is registered in 27 states and holds Series 63, Series 7 and SIE licenses. Robert Conroy specializes in providing financial planning, portfolio management for individuals and businesses, investment consulting services to institutional clients, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
12/16/2013 - Present
Wells Fargo Clearing Services, LLC (FLORHAM PARK NJ)
NY
03/09/2002 - 05/08/2002
RBC DAIN RAUSCHER INC. (NEW YORK NY)
MA
05/03/1999 - 03/09/2002
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NJ
03/13/1989 - 04/30/1999
FIRST INSTITUTIONAL SECURITIES, L.L.C. (WEST PATERSON NJ)
NA
02/01/1989 - 03/25/1992
BROADWAY FINANCIAL INVESTMENT SERVICES CORP.
NA
10/10/1985 - 02/01/1989
GLICKENHAUS & CO. - NEW JERSEY
BC
Issued 02/02/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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