Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Farrell has over 30 years of experience in the financial industry. Robert is a registered representative with Wells Fargo Clearing Services, LLC and holds a Series 7, Series 6, and Series 63 license. Previously, Robert worked at A. G. Edwards & Sons, Inc., American Capital Equities, Inc., Financial Network Investment Corporation, and American Trust Securities Corporation. Robert's specializations include asset allocation, retirement planning, college planning, mutual funds, and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
01/01/2008 - Present
Wells Fargo Clearing Services, LLC (MEMPHIS TN)
TN
07/13/1989 - 01/03/2008
A. G. EDWARDS & SONS, INC. (MEMPHIS TN)
NA
06/05/1989 - 07/15/1989
AMERICAN CAPITAL EQUITIES, INC.
CA
12/15/1988 - 06/03/1989
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
NA
10/28/1988 - 12/20/1988
AMERICAN TRUST SECURITIES CORPORATION
BC
Issued 11/02/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/1989
Series 7 - General Securities Representative Examination
BC
Issued 10/27/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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