Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Fitzpatrick is a financial professional with over 40 years of experience in the industry. Robert is currently registered with Spartan Capital Securities, LLC in New York, NY. Robert has held previous positions at WESTPARK CAPITAL, INC., BENCHMARK INVESTMENTS, INC., GP NURMENKARI INC., SOURCE CAPITAL GROUP, INC., MERIT CAPITAL ASSOCIATES, INC., SFI INVESTMENTS, INC., RENSSELAER SECURITIES CORP., THE FAMILY INVESTMENT SERVICES CO., INC., FIRST ALBANY CORPORATION, MOSELEY, HALLGARTEN, ESTABROOK & WEEDEN, INC., and MKI SECURITIES CORP.. Robert holds several industry licenses including Series 7, Series 63, Series 65, Series 24, Series 26, Series 27, Series 28, Series 4, Series 9, Series 10, Series 14, Series 22, Series 39, Series 52, Series 53, Series 55, Series 57, Series 66, Series 82, Series 87, Series 99, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/26/2022 - Present
Spartan Capital Securities, LLC (NEW YORK NY)
NY
10/26/2021 - 09/06/2022
WESTPARK CAPITAL, INC. (NEW YORK NY)
NY
08/28/2020 - 05/19/2021
BENCHMARK INVESTMENTS, INC. (New York NY)
CT
02/21/2017 - 12/18/2019
GP NURMENKARI INC. (Norwalk CT)
CT
10/25/2001 - 02/03/2017
SOURCE CAPITAL GROUP, INC. (WESTPORT CT)
CT
08/29/1997 - 12/01/2001
MERIT CAPITAL ASSOCIATES, INC. (WESTPORT CT)
NY
01/01/1996 - 07/23/1997
SFI INVESTMENTS, INC. (NEW YORK NY)
NY
08/08/1994 - 11/22/1995
RENSSELAER SECURITIES CORP. (RENSSELAER NY)
NY
12/11/1989 - 10/23/1992
THE FAMILY INVESTMENT SERVICES CO., INC. (TROY NY)
NA
06/26/1985 - 10/13/1987
FIRST ALBANY CORPORATION
NA
03/15/1983 - 06/27/1985
MOSELEY, HALLGARTEN, ESTABROOK & WEEDEN, INC.
NA
09/01/1977 - 03/02/1983
MKI SECURITIES CORP.
IA
Issued 03/19/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/14/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 01/02/2023
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 01/02/2023
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 01/02/2023
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/2014
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/02/2007
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 08/20/1977
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Robert Fitzpatrick is the right advisor for you? Invested Better is here to help.
