Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Fields has been in the financial industry since 1981 and is currently employed by J.P. Morgan Institutional Investments Inc.. Robert is registered with FINRA and is a Series 3, Series 7 and SIE licensed representative. He is also registered in 26 states for securities. Robert has previously held positions at PIMCO INVESTMENTS LLC, ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC, EBONTRADE, GOLDMAN, SACHS & CO., and MABON, NUGENT & CO..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/25/2011 - Present
J.p. Morgan Institutional Investments Inc. (New York NY)
NY
02/14/2011 - 04/25/2011
PIMCO INVESTMENTS LLC (NEW YORK NY)
NY
10/08/2001 - 02/14/2011
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)
CA
12/20/1999 - 03/15/2001
EBONDTRADE (WALNUT CREEK CA)
NY
03/27/1989 - 10/14/1999
GOLDMAN, SACHS & CO. (NEW YORK NY)
NA
03/18/1980 - 08/29/1988
MABON, NUGENT & CO.
BC
Issued 05/15/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/2002
Series 3 - National Commodity Futures Examination
BC
Issued 03/15/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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