Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Fellowes is a financial advisor registered with UBS Financial Services Inc. Robert Fellowes has been in the financial industry since 1992. Robert Fellowes is registered in 53 states and holds the Series 7, Series 9, Series 10, Series 63, and Series 66 licenses. UBS Financial Services Inc. provides financial advisory services to individuals, businesses, corporations, high-net-worth individuals, and other entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
10/30/2017 - Present
UBS Financial Services Inc. (WEEHAWKEN NJ)
NJ
03/30/2015 - 10/06/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)
NY
01/05/2011 - 07/15/2014
STERNE, AGEE & LEACH, INC. (NEW YORK NY)
NY
10/10/2000 - 08/02/2010
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NJ
02/11/1996 - 10/10/2000
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
01/01/1994 - 01/31/1996
ESI SECURITIES COMPANY (NEW YORK NY)
NY
12/10/1990 - 01/01/1994
EXECUTION SERVICES INCORPORATED (NEW YORK NY)
BOTH
Issued 06/22/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/02/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/05/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/08/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/1990
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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