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Robert Fava

Vanderbilt Securities, LLC

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About Robert Fava

Robert Fava is a registered representative with Vanderbilt Securities, LLC, holding a Series 7, 7A, 25, 55, 57TO and SIE. Robert is a highly experienced professional with over 20 years in the financial services industry. His areas of expertise include investments, wealth management, and trading. He is committed to providing personalized financial advice to help clients achieve their financial goals. Robert has also worked with Westport Capital Markets, LLC, Alexander Capital, L.P., J.P. Turner & Company, L.L.C., LPL Financial LLC, and Genworth Financial Securities Corporation.

Firm Information

Robert Fava is currently registered with Vanderbilt Securities, LLC. Vanderbilt Securities, LLC is a Limited Liability Company that was formed on December 5, 2001. The firm is registered in 51 states and the SEC and is approved to operate in all of them.

Not reported

Assets Under Management

Not reported

Total Clients

52

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Fava’s Registration & Firm History

NJ

03/17/2021 - Present

Vanderbilt Securities, LLC (Totowa NJ)

NJ

01/10/2017 - 06/09/2021

WESTPORT CAPITAL MARKETS, LLC (Totowa NJ)

NY

11/09/2015 - 01/05/2017

ALEXANDER CAPITAL, L.P. (NEW YORK NY)

NJ

03/17/2014 - 10/30/2015

J.P. TURNER & COMPANY, L.L.C. (CALDWELL NJ)

NJ

10/19/2011 - 03/24/2014

LPL FINANCIAL LLC (PARAMUS NJ)

NJ

03/04/2011 - 10/20/2011

GENWORTH FINANCIAL SECURITIES CORPORATION (CALDWELL NJ)

NY

11/05/2007 - 03/01/2011

LIVERMORE TRADING GROUP, INC. (NEW YORK NY)

NY

02/02/2006 - 11/15/2007

MIDWOOD SECURITIES, INC. (NEW YORK NY)

NY

05/23/2001 - 02/01/2006

SGI, LLC (NEW YORK NY)

NY

07/06/2000 - 09/20/2000

SGI, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/04/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/10/2007

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 03/09/2004

Series 7 - General Securities Representative Examination

BC

Issued 02/25/2003

Series 7A - Floor Broker Representative Exam

BC

Issued 12/03/2001

Series 25 - NYSE Trading Assistant Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert Fava.
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