Unclaimed
Robert Fava is a registered representative with Vanderbilt Securities, LLC, holding a Series 7, 7A, 25, 55, 57TO and SIE. Robert is a highly experienced professional with over 20 years in the financial services industry. His areas of expertise include investments, wealth management, and trading. He is committed to providing personalized financial advice to help clients achieve their financial goals. Robert has also worked with Westport Capital Markets, LLC, Alexander Capital, L.P., J.P. Turner & Company, L.L.C., LPL Financial LLC, and Genworth Financial Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
03/17/2021 - Present
Vanderbilt Securities, LLC (Totowa NJ)
NJ
01/10/2017 - 06/09/2021
WESTPORT CAPITAL MARKETS, LLC (Totowa NJ)
NY
11/09/2015 - 01/05/2017
ALEXANDER CAPITAL, L.P. (NEW YORK NY)
NJ
03/17/2014 - 10/30/2015
J.P. TURNER & COMPANY, L.L.C. (CALDWELL NJ)
NJ
10/19/2011 - 03/24/2014
LPL FINANCIAL LLC (PARAMUS NJ)
NJ
03/04/2011 - 10/20/2011
GENWORTH FINANCIAL SECURITIES CORPORATION (CALDWELL NJ)
NY
11/05/2007 - 03/01/2011
LIVERMORE TRADING GROUP, INC. (NEW YORK NY)
NY
02/02/2006 - 11/15/2007
MIDWOOD SECURITIES, INC. (NEW YORK NY)
NY
05/23/2001 - 02/01/2006
SGI, LLC (NEW YORK NY)
NY
07/06/2000 - 09/20/2000
SGI, LLC (NEW YORK NY)
BC
Issued 05/04/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/09/2004
Series 7 - General Securities Representative Examination
BC
Issued 02/25/2003
Series 7A - Floor Broker Representative Exam
BC
Issued 12/03/2001
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
F
FINRA
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